Key Takeaways
1. Democracy's death is often gradual and barely noticeable
The electoral road to breakdown is dangerously deceptive. With a classic coup d'état, as in Pinochet's Chile, the death of a democracy is immediate and evident to all. The presidential palace burns. The president is killed, imprisoned, or shipped off into exile. The constitution is suspended or scrapped.
Subtle erosion. Unlike violent coups, modern democratic decline often occurs through a series of small steps that may seem legal or even beneficial. Elected leaders gradually consolidate power by:
- Capturing referee institutions like courts and election boards
- Sidelining or co-opting opposition figures and media
- Changing rules to tilt the playing field in their favor
This process can be hard to detect, as there is no single moment when democracy clearly "dies." Citizens may not realize what is happening until it's too late. By the time alarm bells ring, key institutions and norms have already been undermined.
2. Authoritarian leaders often rise through democratic means
Blatant dictatorship—in the form of fascism, communism, or military rule—has disappeared across much of the world. Military coups and other violent seizures of power are rare. Most countries hold regular elections. Democracies still die, but by different means.
Wolves in sheep's clothing. Modern authoritarians often come to power through elections and democratic institutions, rather than military coups. They present themselves as outsiders who will fix a broken system, exploiting economic crises, security threats, and public disillusionment with the establishment. Once elected, they gradually consolidate control by:
- Attacking the legitimacy of opposition and media
- Changing laws and institutions to entrench their power
- Using referendums and legal maneuvers to extend term limits
- Maintaining a democratic facade while hollowing out democratic substance
Examples include Hugo Chávez in Venezuela, Viktor Orbán in Hungary, and Recep Tayyip Erdoğan in Turkey. Their rise shows how authoritarianism can emerge from within democratic systems.
3. Political parties play a crucial role as democracy's gatekeepers
For most of American history, political parties prioritized gatekeeping over openness. There was always some form of a smoke-filled room.
Filtering extremists. Political parties have historically played a vital role in preserving democracy by preventing authoritarian or extremist figures from gaining power. They do this through:
- Candidate selection processes that favor experienced, mainstream politicians
- Refusing to endorse or ally with extremist figures
- Uniting across party lines to defeat anti-democratic candidates
However, changes in the U.S. party system have weakened this gatekeeping function:
- Shift to binding primary elections in the 1970s
- Rise of outside funding sources like Super PACs
- Influence of partisan media and social media
- Hollowing out of party organizations
This has made it easier for outsiders and extremists to gain nominations, as seen in Donald Trump's 2016 Republican primary victory.
4. Mutual toleration and institutional forbearance are democracy's guardrails
Two norms stand out as fundamental to a functioning democracy: mutual toleration and institutional forbearance.
Unwritten rules matter. While constitutions provide the basic framework for democracy, unwritten norms are essential for making the system work. Two key norms are:
- Mutual toleration: Accepting opposition as legitimate rivals, not existential threats
- Institutional forbearance: Exercising restraint in using institutional powers
These norms act as "soft guardrails" that prevent political competition from descending into a no-holds-barred conflict. When they break down, politicians are more likely to:
- Abuse institutional powers for partisan gain
- View opponents as enemies to be destroyed
- Justify anti-democratic actions as necessary to save the country
The erosion of these norms in recent decades has made American democracy more vulnerable to breakdown.
5. America's democratic norms have eroded over recent decades
The unraveling of democratic norms started in the 1980s and 1990s and accelerated in the 2000s. By the time Barack Obama became president, many Republicans, in particular, questioned the legitimacy of their Democratic rivals and had abandoned forbearance for a strategy of winning by any means necessary.
Escalating norm violations. Since the 1980s, both parties—but especially Republicans—have increasingly broken longstanding democratic norms:
- Portraying opponents as existential threats or un-American
- Using constitutional hardball tactics like government shutdowns
- Obstructing presidential appointments, including Supreme Court nominees
- Attempting to delegitimize election results
Key moments in this erosion include:
- Newt Gingrich's confrontational tactics as House Speaker in the 1990s
- The impeachment of Bill Clinton in 1998
- The debt ceiling crisis of 2011
- Senate Republicans' blockade of Merrick Garland's Supreme Court nomination in 2016
This pattern of escalating norm violations has weakened the guardrails that once constrained anti-democratic behavior.
6. Extreme partisan polarization threatens democratic stability
Polarization can destroy democratic norms. When socioeconomic, racial, or religious differences give rise to extreme partisanship, in which societies sort themselves into political camps whose worldviews are not just different but mutually exclusive, toleration becomes harder to sustain.
Toxic divisions. Extreme polarization undermines democracy by:
- Making compromise and cooperation nearly impossible
- Encouraging politicians to break norms to defeat the "enemy"
- Causing citizens to view the opposition as an existential threat
America's current polarization is driven by factors including:
- Racial and religious realignment of the parties
- Growing economic inequality
- Geographic sorting of like-minded voters
- Rise of partisan media ecosystems
This polarization goes beyond policy disagreements to fundamental worldviews, making it especially dangerous. When parties view each other as existential threats, they are more likely to justify anti-democratic actions as necessary for survival.
7. Saving democracy requires rebuilding norms and addressing root causes
Saving democracy requires more than just fright or outrage. We must be humble and bold. We must learn from other countries to see the warning signs—and recognize the false alarms. We must be aware of the fateful missteps that have wrecked other democracies.
Multifaceted approach. Preserving American democracy will require efforts on multiple fronts:
-
Rebuilding democratic norms:
- Political leaders must recommit to mutual toleration and forbearance
- Broad coalitions spanning ideological divides should defend democratic institutions
-
Reforming political institutions:
- Strengthen gatekeeping mechanisms within parties
- Reduce the impact of money in politics
- Address partisan gerrymandering and voter suppression
-
Addressing root causes of polarization:
- Tackle economic inequality and regional disparities
- Bridge racial and cultural divides
- Reform media ecosystems to reduce partisan bubbles
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Learning from other countries:
- Study how other democracies have resisted authoritarianism
- Recognize early warning signs of democratic erosion
Ultimately, preserving democracy requires citizens to actively defend democratic norms and institutions, even when doing so goes against short-term partisan interests.
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FAQ
What's How Democracies Die about?
- Democratic decline: The book explores how democracies can erode not just through violent coups but also through elected leaders who undermine democratic institutions from within.
- Historical context: Authors Steven Levitsky and Daniel Ziblatt draw parallels between contemporary American politics and historical examples from countries like Venezuela, Germany, and Italy.
- Focus on norms: Emphasizes the importance of unwritten democratic norms, such as mutual toleration and institutional forbearance, in maintaining a healthy political environment.
Why should I read How Democracies Die?
- Timely relevance: Given the current political climate in the U.S. and globally, the book provides critical insights into the vulnerabilities of democratic systems.
- Lessons from history: Offers valuable lessons from past democratic failures, helping readers understand the warning signs of potential authoritarianism.
- Practical advice: Analyzes problems and suggests strategies for citizens and political leaders to defend democracy against rising threats.
What are the key takeaways of How Democracies Die?
- Democracy is fragile: Democracies can die slowly and imperceptibly, often without a clear moment of crisis, making vigilance essential.
- Importance of political norms: Strong democratic norms, such as mutual toleration and forbearance, are crucial for the health of a democracy.
- Role of political parties: Political parties serve as gatekeepers, and their failure to isolate extremist candidates can lead to the rise of authoritarian figures.
What are the best quotes from How Democracies Die and what do they mean?
- “Democracy’s assassins use the very institutions of democracy.”: Elected leaders can dismantle democracy while still operating within its legal frameworks, making it difficult for citizens to recognize the threat.
- “The promise of history…is that we can find the rhymes before it is too late.”: Emphasizes learning from historical examples to prevent repeating past mistakes in the face of rising authoritarianism.
- “The electoral road to breakdown is dangerously deceptive.”: Democratic erosion can occur through legal means, making it less visible and urgent to the public.
How do democracies typically die, according to How Democracies Die?
- Elected leaders subverting democracy: Many democracies die not through military coups but through elected officials who gradually dismantle democratic institutions.
- Legal and constitutional means: Actions taken by these leaders often appear legal, such as changing electoral laws or packing courts, confusing citizens about the state of democracy.
- Historical examples: Case studies from various countries illustrate how leaders like Hugo Chávez and Adolf Hitler used democratic processes to gain power and then erode it.
What is the significance of mutual toleration in How Democracies Die?
- Acceptance of political rivals: Mutual toleration refers to the understanding that political opponents are legitimate rivals, essential for a functioning democracy.
- Prevention of extreme polarization: Reduces the likelihood of viewing opponents as existential threats, which can lead to authoritarian measures.
- Historical context: Erosion of mutual toleration in various countries has led to democratic breakdowns, emphasizing its importance in maintaining democratic stability.
What does institutional forbearance mean in the context of How Democracies Die?
- Restraint in political actions: Involves politicians exercising self-control and avoiding actions that, while legal, could undermine democratic norms and institutions.
- Importance for checks and balances: Crucial for the functioning of checks and balances, preventing one branch of government from overreaching its authority.
- Examples of forbearance: Historical examples include the Senate’s traditional deference to presidential appointments, helping maintain democratic integrity.
How do political parties act as gatekeepers in How Democracies Die?
- Filtering candidates: Responsible for vetting candidates and keeping extremist figures out of the mainstream, essential for protecting democracy.
- Consequences of failure: When parties fail to act as gatekeepers, it can lead to the rise of authoritarian leaders, as seen in the 2016 U.S. presidential election.
- Historical lessons: Discusses historical instances where parties successfully kept extremists out of power, highlighting the importance of strong party structures.
What strategies do the authors suggest for defending democracy in How Democracies Die?
- Recognizing warning signs: Emphasizes the need for citizens to be aware of early warning signs of authoritarianism, such as attacks on the media and political opponents.
- Building coalitions: Advocates for political parties to unite against extremist candidates, even if it means forming alliances with ideological rivals.
- Engaging in civic action: Encourages citizens to actively participate in the political process, advocating for democratic norms and holding leaders accountable.
How does How Democracies Die relate to current events?
- Reflection of contemporary politics: Draws parallels between historical democratic breakdowns and current political trends in the U.S. and other democracies.
- Understanding polarization: Provides insights into how extreme polarization can threaten democracy, resonating with current political divisions.
- Call to action: Urges readers to recognize the fragility of democracy and take proactive steps to defend it, reflecting the urgency of the current political climate.
What are the implications of How Democracies Die for future democratic governance?
- Need for vigilance: Citizens must remain vigilant and engaged to protect democracy from gradual erosion.
- Importance of political culture: A healthy political culture, characterized by mutual toleration and forbearance, is essential for sustaining democracy.
- Lessons for leaders: Political leaders are encouraged to prioritize democratic norms and resist the temptation to exploit their powers for partisan gain.
How does How Democracies Die address the role of media?
- Media as a democratic pillar: A free and independent press is vital for democracy, serving as a check on power and informing the public.
- Attacks on the media: Discusses how political leaders have targeted the media, labeling it as "fake news" to undermine its credibility.
- Consequences of media suppression: Warns that attacks on the media can lead to a less informed public and a weakened democracy, as citizens lose trust in information sources.
Review Summary
How Democracies Die examines the erosion of democratic norms and institutions, drawing on historical examples worldwide. Readers praise its scholarly approach and relevance to current politics, particularly in the US. The book's framework for identifying authoritarian behavior and its analysis of political polarization are highlighted as strengths. While some criticize its focus on American politics and perceived bias, most find it insightful and well-researched. Many reviewers emphasize its importance for understanding threats to democracy and potential solutions.
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