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The Upswing

The Upswing

How America Came Together a Century Ago and How We Can Do It Again
by Robert D. Putnam 2020 464 pages
3.95
1k+ ratings
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Key Takeaways

1. America's Trajectory: A Century of Shifting Ideals

"…past is prologue, and the future is our responsibility."

Historical Parallels. The United States has experienced cycles of progress and regression, with periods of unity and equality followed by eras of division and disparity. The late 19th century's Gilded Age, marked by vast inequality and political corruption, bears striking similarities to contemporary America, suggesting that history offers valuable lessons for navigating present challenges.

The Upswing. From the early 20th century through the 1960s, America witnessed a significant "upswing" characterized by increasing economic equality, political cooperation, social cohesion, and a culture of shared responsibility. This era, driven by the Progressive movement and the New Deal, demonstrates the potential for positive change and collective action.

A Call to Action. Understanding the historical context of America's current challenges is crucial for charting a path toward a more equitable and unified future. By learning from past successes and failures, citizens can take responsibility for shaping a better tomorrow, guided by the principles of social capital and civic engagement.

2. Economic Tides: From Equality to Disparity

"The economic growth and social equality moved together steadily upward, contrary to some assumptions that equality and growth are incompatible."

The Great Convergence. The period from the early 20th century to the 1970s saw a remarkable reduction in economic inequality, dubbed the "Great Convergence." This era was marked by policies and social innovations that promoted a more equitable distribution of wealth and opportunity, benefiting a broad spectrum of Americans.

The Great Divergence. Beginning in the 1970s, the trend reversed, leading to a "Great Divergence" characterized by increasing income and wealth concentration at the top. This shift has resulted in a widening gap between the rich and the poor, with significant consequences for social mobility and overall well-being.

Factors Influencing Inequality. The rise and fall of economic equality are linked to various factors, including technological advancements, educational opportunities, the strength of labor unions, and government policies related to taxation and regulation. Understanding these drivers is essential for addressing contemporary economic disparities.

3. Political Polarization: The Erosion of Comity

"…the most important performance of modern government comes from public goods investments, including security, roads, bridges, and even education and health."

A History of Division. Political polarization, characterized by deep divisions and a lack of cooperation, has been a recurring feature of American history. The late 19th century's Gilded Age was marked by intense partisan conflict, but the early 20th century saw a period of increased comity and cross-party collaboration.

The Rise of Extremism. Since the 1970s, political polarization has intensified, leading to a decline in civility, a demonization of opponents, and a growing inability to address critical national issues. This trend has been fueled by factors such as the rise of partisan media, the influence of money in politics, and the increasing ideological sorting of the electorate.

Consequences of Polarization. Political polarization has significant consequences for American democracy, including gridlock, government dysfunction, and a decline in public trust. Reversing this trend requires a renewed commitment to compromise, civility, and a focus on the common good.

4. Social Fabric: The Unraveling of Community Bonds

"…social capital is the key source of democratic governance performance…"

The Decline of Civic Engagement. Throughout much of the 20th century, Americans actively participated in a wide range of civic organizations, from bowling leagues to church groups. However, since the 1960s, there has been a significant decline in civic engagement, leading to a weakening of community bonds and a sense of social isolation.

Factors Contributing to Social Disconnect. The decline in social capital is attributed to various factors, including increased mobility, the rise of television and the internet, and a shift toward more individualistic lifestyles. These trends have eroded the social connections and shared experiences that once bound communities together.

Rebuilding Community. Reversing the decline in social capital requires a conscious effort to rebuild community bonds and foster a sense of belonging. This can be achieved through initiatives that promote civic engagement, encourage social interaction, and support local institutions.

5. Cultural Values: The Ascendance of Individualism

"…the most important lesson we can learn from this analysis is that the United States has experienced a storm of unbridled individualism in our culture, communities, politics, and economy."

From Collectivism to Individualism. American culture has undergone a significant shift from a focus on community and shared responsibility to an emphasis on individualism and self-interest. This transformation is reflected in changing attitudes toward work, family, and civic engagement.

Measuring Cultural Shifts. Analyzing the frequency of certain words and phrases in literature and public discourse provides insights into evolving cultural values. The decline in the use of terms associated with community and the rise of language emphasizing individualism reflect a broader societal trend.

Consequences of Individualism. While individualism can foster innovation and personal growth, an overemphasis on self-interest can erode social cohesion and undermine the common good. Finding a balance between individual freedom and collective responsibility is crucial for a healthy society.

6. The Complexities of Race: Uneven Progress

"…the American Dream in Crisis."

Progress and Persistent Disparities. While African Americans have made significant strides in achieving equality, particularly during the Civil Rights Movement, persistent disparities remain in areas such as health, education, and economic opportunity. These disparities highlight the ongoing challenges of overcoming systemic racism and achieving true racial justice.

The Great Migration. The Great Migration, a mass movement of African Americans from the South to the North and West, played a crucial role in improving their social and economic conditions. However, even in these new environments, African Americans continued to face discrimination and segregation.

The Need for Systemic Change. Addressing racial inequality requires a multifaceted approach that tackles both individual prejudice and systemic barriers. This includes policies that promote equal access to education, healthcare, and economic opportunities, as well as efforts to dismantle discriminatory practices and promote racial understanding.

7. Gender Dynamics: A Story of Progress and Persistent Gaps

"…the past is prologue…"

Progress in Education and Employment. Women have made significant gains in education and employment, breaking down barriers and achieving greater representation in various fields. However, gender disparities persist in areas such as pay, leadership positions, and representation in certain industries.

The "Feminine Mystique". The mid-20th century's emphasis on traditional gender roles, as critiqued in Betty Friedan's "The Feminine Mystique," created a sense of dissatisfaction and limited opportunities for many women. This led to the rise of the second-wave feminist movement, which challenged societal norms and advocated for greater equality.

The Ongoing Struggle for Equality. Achieving true gender equality requires addressing both overt discrimination and subtle biases that continue to limit women's opportunities. This includes policies that promote equal pay, affordable childcare, and a more equitable division of labor in the home.

8. The 1960s: A Pivotal Decade of Transformation

"…the future is our responsibility."

A Period of Upheaval. The 1960s were a time of profound social and cultural change, marked by the Civil Rights Movement, the Vietnam War, and the rise of counterculture. These events challenged existing norms and values, leading to a period of both progress and turmoil.

The Rise of Individualism. The 1960s saw a growing emphasis on individual freedom and self-expression, as people sought to break free from traditional constraints and explore new ways of living. This shift, while liberating for some, also contributed to a decline in social cohesion and a sense of shared purpose.

A Turning Point. The 1960s represent a pivotal decade in American history, marking a transition from a more collectivist society to one that increasingly emphasized individualism. Understanding the forces that shaped this transformation is crucial for navigating the challenges of the 21st century.

9. The Role of Social Capital: A Key to Democratic Resilience

"…the past was prologue…"

Social Capital as a Buffer. Social capital, encompassing networks, norms, and trust, serves as a crucial buffer against societal challenges. Strong social connections enable communities to overcome adversity, address collective problems, and foster a sense of shared identity.

The Erosion of Social Capital. The decline in social capital has left American society more vulnerable to division, inequality, and political dysfunction. Rebuilding social connections and fostering trust are essential for restoring democratic resilience.

Investing in Social Capital. Investing in social capital requires a commitment to strengthening civic institutions, promoting community engagement, and fostering a culture of empathy and understanding. By prioritizing social connections, Americans can create a more resilient and equitable society.

Last updated:

Review Summary

3.95 out of 5
Average of 1k+ ratings from Goodreads and Amazon.

The Upswing receives mostly positive reviews for its analysis of America's social and economic trends over the past century. Readers appreciate Putnam's thorough data analysis and the "I-We-I" curve concept, showing a shift from individualism to communitarianism and back. Some critics find the book data-heavy and lacking in actionable solutions. Many reviewers note the book's relevance to current societal issues and its potential to spark important conversations about community and civic engagement.

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About the Author

Robert David Putnam is a renowned American political scientist and Harvard University professor. He is best known for his work on social capital and civic engagement, particularly his influential book "Bowling Alone." Putnam's research focuses on comparative politics and the decline of social connections in American society. He developed the two-level game theory in international relations and has explored issues of inequality and opportunity in the United States. Putnam's work has had a significant impact on political science education, with his writings frequently appearing on college syllabi. His research continues to shape discussions on social trends and community involvement in America.

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