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The Lord of the Rings and Philosophy

The Lord of the Rings and Philosophy

One Book to Rule Them All
by Gregory Bassham 2013 256 pages
4.27
5k+ ratings
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Key Takeaways

1. The Lord of the Rings combines epic fantasy with religious hope

Tolkien conceived his masterpiece as an epic fairy tale with a kind of religious significance.

Epic meets fairy tale. Tolkien crafted The Lord of the Rings as a unique blend of epic narrative and fairy tale elements. This combination allowed him to explore grand themes of good versus evil, heroism, and the struggle against seemingly insurmountable odds, while also incorporating the magical and transformative elements characteristic of fairy tales.

Religious undertones. While not overtly religious, the work contains subtle religious themes and allusions. These include:

  • The concept of a divine plan or providence guiding events
  • The importance of hope and faith in the face of darkness
  • The idea of self-sacrifice for a greater good
  • The possibility of redemption and grace

By weaving these elements together, Tolkien created a story that resonates on multiple levels, offering both an engaging adventure and a deeper exploration of spiritual and moral questions.

2. Tolkien's work echoes Western religious promises of ultimate justice

The Lord of the Rings remains a religious work in quite a different sense.

Hope amid struggle. Tolkien's narrative reflects the Christian belief in ultimate justice and the healing of the world. This concept is woven throughout the story, providing a sense of hope even in the darkest moments.

Divine intervention. While not explicitly stated, there are hints of a higher power at work in Middle-earth:

  • The timely arrival of aid in desperate situations
  • Unexpected turns of fate that favor the heroes
  • The preservation of goodness in the face of overwhelming evil

Eschatological echoes. The story's conclusion, with evil defeated and a new age dawning, mirrors religious concepts of final judgment and the establishment of a divine kingdom. This gives the tale a deeper resonance, suggesting that the characters' struggles have cosmic significance beyond their immediate world.

3. Nature in Middle-earth is sentient and magical, unlike in our world

Tolkien's acknowledgement of consciousness in nature is most apparent in his talking trees.

Sentient nature. In Middle-earth, nature is not merely a backdrop but an active, conscious participant in events. This is most vividly illustrated through:

  • Ents: The ancient, tree-like beings who serve as shepherds of the forest
  • Old Man Willow: A malevolent tree in the Old Forest
  • The voices and thoughts attributed to trees by characters like Tom Bombadil

Magical realm. Tolkien presents nature as a "Perilous Realm" filled with wonder and danger. This portrayal serves multiple purposes:

  • It creates a sense of enchantment and mystery
  • It emphasizes humanity's connection to and responsibility for the natural world
  • It allows for exploration of themes related to environmental stewardship

This approach contrasts sharply with modern, mechanistic views of nature, inviting readers to reconsider their relationship with the natural world.

4. The master-student relationship is crucial for character development

Frodo has several mentors throughout the novel.

Mentorship chain. Throughout the story, characters grow and develop through their relationships with mentors:

  • Bilbo mentors Frodo
  • Gandalf guides Frodo and others
  • Aragorn serves as a role model
  • Sam becomes an unlikely teacher to Frodo

Multilayered learning. These mentorship relationships provide:

  • Practical knowledge and skills
  • Moral guidance and wisdom
  • Emotional support and encouragement

Character growth. Through these relationships, characters evolve from inexperienced and naive to wise and capable. This evolution is crucial to the story's progression and the ultimate success of the quest.

5. Eucatastrophe: The sudden joyous turn that defines true fairy tales

Tolkien proposes the term "eucatastrophe" because, he says, we don't have a word expressing the opposite of "tragedy."

Unexpected joy. Eucatastrophe refers to a sudden, unexpected turn from disaster to triumph. It is characterized by:

  • A seemingly hopeless situation
  • An unforeseen intervention or twist of fate
  • A joyous outcome that could not have been achieved by human effort alone

Religious parallels. This concept mirrors religious ideas of divine grace and salvation, suggesting that even in the darkest moments, hope remains.

Emotional impact. The eucatastrophe serves to:

  • Provide deep emotional satisfaction to readers
  • Offer a glimpse of transcendent joy
  • Suggest the possibility of ultimate meaning and purpose in life's struggles

In The Lord of the Rings, this concept is most powerfully realized in the unexpected destruction of the Ring and the salvation of Middle-earth.

6. The Ring represents the temptation and corruption of power

The Lord of the Rings is a story about the struggle between good and evil.

Symbolic power. The One Ring serves as a potent symbol for:

  • The allure of absolute power
  • The corrupting influence of unchecked authority
  • The danger of technological advancement without moral guidance

Universal temptation. Characters across the spectrum, from the mighty to the humble, face temptation from the Ring:

  • Gandalf and Galadriel refuse it, recognizing its danger
  • Boromir succumbs to its lure, leading to his downfall
  • Even Frodo, the Ring-bearer, ultimately fails to resist its power at the crucial moment

Moral complexity. The Ring's influence highlights the complexity of moral choices and the internal struggles faced by characters, adding depth and realism to the narrative.

7. Frodo and Sam embody the journey from reluctant pilgrims to resilient heroes

Sam and Frodo appear to be typical pilgrims—a little mad, weak-willed, and very reluctant to endanger themselves or their fellow travelers.

Unlikely heroes. Frodo and Sam represent ordinary individuals thrust into extraordinary circumstances:

  • They begin as simple hobbits with no desire for adventure
  • Their journey forces them to confront fears and overcome limitations
  • Through perseverance, they develop strength and resilience

Character transformation. Over the course of their quest, Frodo and Sam undergo significant changes:

  • They gain courage and determination
  • They develop a deeper understanding of the world and their place in it
  • They learn to rely on each other and on inner reserves of strength

Heroic ordinariness. Tolkien uses these characters to demonstrate that heroism often comes from unexpected sources and that seemingly ordinary individuals can achieve great things.

8. Tolkien's world balances sorrow and hope, reflecting life's complexity

A poignant note of sadness pervades much of Tolkien's work: the motifs of decline, irreversible loss, and the withdrawal of past glory are present throughout The Lord of the Rings.

Bittersweet victory. The triumph over evil in Middle-earth comes at a great cost:

  • The passing of the Elves and the fading of magic
  • The loss of innocence for the main characters
  • The scars left by war and destruction

Realistic portrayal. This balance of joy and sorrow reflects the complexities of real life:

  • Victory is rarely without sacrifice
  • Progress often involves leaving behind cherished aspects of the past
  • Even in moments of triumph, there is awareness of what has been lost

Emotional depth. By incorporating these elements of loss and change, Tolkien creates a richer, more emotionally resonant story that speaks to universal human experiences.

9. The destruction of the Ring brings unexpected grace and salvation

The joy produced by such a happy ending requires a surprise, a deliverance that no human effort could have made possible.

Divine intervention. The final destruction of the Ring comes about in an unexpected way:

  • Frodo fails in his mission at the last moment, claiming the Ring for himself
  • Gollum's obsession leads him to bite off Frodo's finger and fall into Mount Doom with the Ring
  • This unforeseen turn of events accomplishes what seemed impossible

Grace and redemption. This moment exemplifies Tolkien's concept of eucatastrophe:

  • It provides a sudden, joyous turn when all seems lost
  • It suggests the intervention of a higher power or providence
  • It offers redemption even for flawed characters like Gollum

Transformative ending. The destruction of the Ring not only saves Middle-earth but also:

  • Brings healing and renewal to the land
  • Allows for the establishment of a new age under Aragorn's rule
  • Provides a sense of closure and fulfillment to the epic journey

This ending encapsulates Tolkien's vision of ultimate hope and the possibility of redemption, even in the face of seemingly insurmountable evil.

Last updated:

Review Summary

4.27 out of 5
Average of 5k+ ratings from Goodreads and Amazon.

The Lord of the Rings and Philosophy receives generally positive reviews, with readers appreciating its accessible approach to philosophical concepts through the lens of Tolkien's work. Many find it thought-provoking and enjoyable, praising its ability to shed new light on the beloved fantasy series. Some criticize certain essays as superficial or far-fetched, while others note the book's uneven quality. Overall, readers appreciate the book's exploration of themes like morality, happiness, and the nature of good and evil, finding it a worthwhile read for both philosophy enthusiasts and Tolkien fans.

Your rating:

About the Author

Gregory Bassham is a professor of philosophy and the chair of the Philosophy Department at King's College in Wilkes-Barre, Pennsylvania. He is known for his work in popular culture and philosophy, having edited or co-edited several books in the genre, including "The Lord of the Rings and Philosophy." Bassham's academic interests include ethics, critical thinking, and the intersection of philosophy with literature and film. He has also written extensively on the philosophical themes in J.K. Rowling's Harry Potter series. His approach to philosophy aims to make complex ideas more accessible to a general audience by connecting them to popular cultural works.

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